| 1.
Historical Background
In the year 1905 the ”First Russian Revolution” broke out.
The initial point for it was the Russian-Japanese war, in which Russia
incurred losses. Sustained hunger and the wish to end the war provoked
people to protest. On 9th January 1905, at the so-called “Bloody
Sunday”, the tsar issued the command to shoot at peaceful demonstrators.
Thereupon a vast strike movement started in the country. For the first
time workers’ councils were constituted. The establishment of a
parliament proved to be a tactical manoeuvre of the tsar. In autumn uprisings
started in the whole country, culminating in the “December Revolt”.
After its suppression the tsar ruled extremely brutal and reactionary
(Schlegel 1973: 13f).
On 17th March 1925 the Central Committee of the Communist Party decided
to produce a film to celebrate the events of the year 1905. The scenario
for the film was written by Nina Agadshanova. Her script concept based
on authentic archive recordings and eyewitness reports of former participants
of the 1905 revolution (Jutkewitsch 1965: 363; Kosmols´kaja Pravda,
5.8.1925). Sergej Eistenstein was engaged to write the final script with
Agadshanova and to direct the film. Originally eight parts were planned,
the first part showing the climax of the strike movements in October 1905.
Actually only one episode of the projected work was realised –
the mutiny on the battleship “Potemkin” (Deisen/Grüter
1992: 67). Eisenstein gave several explanations for this alteration. So,
for example, he had only 3 months for shooting the film and it was absolutely
impossible to finish this great project in such a short time. Furthermore
the shooting did not go according to, intensifying the necessity of concentrating
on one single event. He also referred to natural circumstances: The shooting
should take place in autumn, when suitable sunlight for shooting films
can only be found in Odessa and Sebastopol.
Eisenstein also pointed out that the incidents around the battleship Potemkin
were nearly forgotten by the people, although this episode is outstanding
and includes all characteristic elements of the year 1905 (Eisenstein
1975: 65f).
The battleship ”Prince Potemkin” was part of the Black Sea
fleet. Its crew suffered a fairly long time from poor payment and from
harassments by the officers. On 14th June 1905, 30 sailors of the “Battleship
Potemkin” refused to eat spoiled meat. The officers wanted to make
an example and ordered to shoot the sailors. Thereupon a revolt broke
out: Three officers and one sailor died. The mutineers docked at the harbour
of Odessa where a rebellion was in progress as well: Workers struck and
numerous companies were closed. The revolting townsfolk of Odessa expressed
solidarity with the sailors. The following night the working district
of Odessa was on fire. The tsar´s troups, the Cossacks, massacred
the strikers. The sailors of the “Potemkin” decided to escape
to Romania. On their way they crossed an admiral squadron, which finally
allowed the Battleship to pass (Schlegel 1973: 14f; Deisen/Grüter
1992: 67f).
Up to this point the film version corresponds to the historical events.
But it was not mentioned that in Romania the sailors were detained and
finally surrendered to the Russian authorities. Also the famous and impressively
composed scene on the harbor stairs of Odessa does not comply with the
real historic events. Eisenstein himself was not so much interested in
a pure historical and detailed reproduction of the incidents. He wanted
primarily to mirror the revolutionary pathos and to convince the audience
of the necessity of collective social class struggle. In order to perform
this task, he systematically used montage and mass. (Schlegel 1973: 14ff;
Deisen/Grüter 1992: 68)
2. Montage, mass und individual
The montage technique was already used in American films between 1910
and 1920 to enhance expressivity. In Soviet cinema this technique acquired
a new, philosophic value. Lev Kuleshov and Dziga Vertov started to put
together several different film scenes in a completely new order. In doing
so, they created a new socialist reality – new persons, new landscapes,
new coherences (Engel 1999: 27). The group “Kinoki”, which
was founded by Kuleshov, experimented with this method in documentary
film and newsreels. The group wanted to catch the spontaneity of life
and refused to work with feature films.
Eisenstein was quite interested in these new Soviet documentary films
and newsreels, but in contrast to the “Kinoki”group he also
used the montage technique in feature films (Jutkewitsch 1965: 370f).
In Eisenstein´s opinion montage endows film with spirit and life.
With this technique he created a chain of associations in order to cause
pictures and emotions in the audience’s minds - the montage of emotional
attractions (Richter 1972: 64f). Doing this he preferred elements of shock.
He systematically controlled rhythm and speed of all the details displayed,
controlling the emotions of the audience according to tempo and order
of the presented pictures (Schlegel 1973: 192).
In BATTLESHIP POTEMKIN montage was used by dramatic considerations. Sergej
Jutkevic, a friend and colleague of Eisenstein, assumed that montage only
worked well when the technique does not contrast with the rest of the
film. He felt that in POTEMKIN this demand was perfectly realised. Close-ups
were always used specifically and without any exaggeration, as for example
the monocle of the doctor, writing “Give us this day our daily bread”
on the plate, the cross in the bottom, the slip of paper with the letters
“For a spoonful of soup”, the portraits of the speakers on
the pier, the people on the stairs of Odessa (Jutkewitsch 1965: 378-381).
The most impressive scene of the film on the stairs of Odessa demonstrates
how precise and effective Eisenstein used the montage technique in POTEMKIN.
One setting shows the soldiers’ boots go down the stairs in lockstep.
The next sequence shows defenceless, injured and dying people. The cuts
become shorter and shorter, the tempo increases, the dramaturgy peaks
out.
In this scene it is also possible to detect how Eisenstein worked with
mass and individuals. By using the montage technique Eisenstein presented
single shots of individuals and details, lifting special characters and
actions out of the mass (Linhart 1960: 178). The revolutionary mass was
regarded to be the ideal of the collective. The single human being should
completely, outright and voluntarily merge in the new collective (Engel
1999: 31-33).
The central subject in BATTLESHIP POTEMKIN is the action of the mass:
the revolt of the sailors and the solidarity of the townsfolk of Odessa.
Nevertheless a lot of different types and characters can be found: the
mother with the hurt child, the intellectual (sometimes mentioned as the
woman teacher), the man without legs... (Linhart 1960: 186f). Eisenstein
himself pointed out that he cast the performers not because of their artistic
abilities, but rather because of their physical look. He did not want
actors, he wanted to show real, authentic persons. These performers thought
of their work for this film as their social duty and they believed, as
well as Eisenstein, in the revolutionary power (Eisenstein 1975: 65; Juktewitsch
1965: 369, 374). This might be one of the reasons, why this film gives,
in such a creditable way, the impression of proletarian unity and solidarity.
The creditability and fascination of the film is furthermore supported
by the involvement of nature in the whole events (as for example the sea).
Especially because the consonance of social development and changes in
nature gives the impression that the social revolution is a law of nature.
3. Effects
In the Soviet Union, POTEMKIN did not have an immediate, significant
widespread impact, mainly because the film was released only with a few
copies. In Odessa for example, the film was not shown before 1927. Moreover,
many Soviet film-makers, like the ”Kinoki”-Group, were not
enthused about its ”confusing effect” on Soviet cinematography
at first (Schlegel 1985: 32). In Germany, where POTEMKIN was shown shortly
after the Moscow premiere, the film was a huge success. The film was not
only popular among socialists and communists; it was also appreciated
by bourgeois theatre and film critics. For Germany, 67 copies had to be
made, whereas Russian films were normally distributed on only five copies
(http://www.hartling.org/publications/eisenstein.pdf). Probably the intense
debate about the film and its ideological implications, reflected in highly
controversial and frequent censorship decisions, stimulated public awareness.
Its appreciation – and its rejection – in Germany was the
prelude to widespread international success.
POTEMKIN was distributed in 36 countries (Engel 1999: 39f) and paved
the way for a broader international reception of Soviet cinema. Conversely,
it is assumed that the success of BATTLESHIP POTEMKIN abroad in turn changed
its reception within the Soviet Union.
Even political opponents as for example the German minister of propaganda,
Joseph Goebbels, were enthused about the film. He even projected a “National
Socialist Potemkin”. Sergej Eisenstein refused to accept this kind
of praise and disassociated himself from the National Socialist system
and cinema (Literaturnaja gazeta, 22.3. 1934).
At numerous screenings of the film abroad, people spontaneously jubilated
and applauded. But it might also have had effects beyond the cinemas.
According to Schlegel (1973: 199f), the film even motivated Indonesian
sailors to revolt against their Dutch officers in 1933.
BATTLESHIP POTEMKIN mobilised many new party supporters. At the World
Exhibition in Brussels in 1958 the film was chosen all-time best by international
reviewers. According to Soviet reviewers “the film made history
in the course of revolutionary struggle”. The film is said to be
not only an aesthetic, but above all a “social phenomenon”
(Juktewitsch 1965: 360).
BATTLESHIP POTEMKIN is without any doubt one of the most important Soviet
revolutionary films and had significant impact not only on Soviet cinematography.
The film overcame the traditional composition of feature films, focused
on a rhythmic, dynamic plot and directed the emotions of the audience
by consequently using the montage technique.
by Karin Moser
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